Job Description
Job Specific Accountabilities
Commercial KYC remediation
- Liaise with the client and RM to prepare the KYC file to be submitted to R&C for review
- Collect all relevant documentation as per the gap analysis placed by R&C.
- Fill in all relevant fields on the KYC template by speaking with the client
- Analyse the appropriateness and of data received and submit to R&C for review.
- Resolve all queries raised by R&C and complete the remediation process by receiving R&C approval.
- Verify account opening forms have been completed adequately and have been verified as per the SOP laid out by ROPS
- Raise BPMS requests so as to have T24 updated (wrt next KYC review date) post R&C approval on remediation.
- Managing the workflow and timely submission to R&C Team.
Key
Skills
- Support the business RM community to update accounts from a KYC perspective.
- Support Team Leader assisting with projects/deliverable to meet deadlines.
Continuous
Improvement
- Identify opportunities for continuous improvements in terms of errors and returns.
Reporting
Ensure Management Information (MI) related to KYC is updated on a
periodic basis.
