Compliance & Risk Management Expert

Job Summary:
We are seeking a highly skilled Compliance & Risk Management Expert to ensure organizational adherence to regulatory frameworks and proactively mitigate risks. The ideal candidate will lead compliance initiatives, manage internal audits, oversee third-party assessments, and develop effective risk mitigation plans. This role requires extensive experience in compliance, regulatory oversight, and risk management to safeguard the organization’s integrity and reputation.
Key Responsibilities:

1. Compliance Oversight:
   
   • Ensure compliance with all applicable laws, regulations, and internal policies.
   • Monitor regulatory updates and implement necessary changes to maintain compliance.
2. Risk Assessment and Mitigation:
   
   • Conduct comprehensive risk assessments to identify potential threats.
   • Develop and implement effective mitigation strategies and contingency plans.
3. Audit Management:
   
   • Lead internal audits and coordinate third-party assessments to evaluate compliance practices.
   • Prepare audit reports and ensure timely resolution of identified issues.
4. Policy Development:
   
   • Develop, update, and enforce compliance policies and procedures to reflect industry best practices.
   • Train employees on compliance requirements and risk mitigation strategies.
5. Reporting and Analysis:
   
   • Prepare detailed reports for senior management and regulatory authorities on compliance and risk activities.
   • Analyze compliance trends and risk data to provide actionable insights.
6. Stakeholder Collaboration:
   
   • Collaborate with internal teams and external regulatory bodies to address compliance issues effectively.
   • Serve as a key point of contact for compliance-related queries and concerns.

Qualifications:

• Bachelor’s or Master’s degree in Law, Finance, Regulatory Compliance, or a related field.
• Professional certifications such as CRCM (Certified Regulatory Compliance Manager) or CRM (Certified Risk Manager).

Experience:

• A minimum of 7 years of experience in compliance and risk management, with a proven track record in regulatory frameworks and audits.

Skills and Competencies:

• Strong understanding of regulatory compliance requirements and risk management frameworks.
• Expertise in managing internal audits and external assessments.
• Excellent analytical and problem-solving skills.
• Effective communication and interpersonal skills for stakeholder engagement.
• Proficiency in compliance management tools and systems.

Behavioral Competencies:

• Attention to detail with a high level of accuracy.
• Proactive and adaptable in addressing complex compliance challenges.
• Strong ethical standards and decision-making capabilities.