Compliance Officer
Full-time Managerial role: No
Company Description
As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide-ranging demands of its global clients.
With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-exchange trading in derivative products, Swissquote offers simple, rapid, online trading in shares, bonds, funds, options, futures, warrants, ETFs, Structured Products, forex and cryptocurrencies.
Swissquote Group is listed on the SIX Swiss Exchange (symbol: SQN) and employs 1,000 professionals at its headquarters in Gland (Switzerland) and offices in Zurich, Bern, Dubai, Hong Kong, London, Luxembourg, Malta and Singapore.
Swissquote Swissquote MEA Ltd
Located in the reputable Dubai International Financial Center (DIFC), Swissquote MEA Ltd, a subsidiary of Swissquote Bank Ltd, is regulated by the Dubai Financial Services Authority (DFSA). It provides an array of banking, wealth and private banking services across the Middle East and Asia.
Job Description
Perform thorough Customer Due Diligence (CDD) on prospects to assess and mitigate potential risks Conduct ongoing CDD on current customers to ensure continued compliance with regulations Monitor and assess the company's compliance with relevant laws and regulations related to CDD Collaborate with other departments to ensure consistent CDD compliance efforts Preparation of internal training material on compliance-related topics Work closely with the Head of Compliance, MLRO and with members of the local and global compliance team and other internal functions, to ensure that processes, system and controls are in place and reflect applicable Group and local regulatory requirements Assist with regulatory audits and inspections
Qualifications
Minimum 3 to 4 years’ experience in a compliance or regulatory role, with a specific focus on customer due diligence Familiarity with CDD regulations and best practices Strong analytical and problem-solving skills Excellent communication and interpersonal abilities
Additional Information
SQ2
Compliance Officer
Al Fattan Currency House, DIFC, Dubai, United Arab Emirates * Full-time
