Vice President Compliance Assurance Europe

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HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

Principal responsibilities

• Play a lead role in executing the Compliance Assurance assessment plan, ensuring the accurate, efficient and timely completion of independent FC and/or RC control assessments.
• Oversee the quality of work delivered by testing teams and ensure compliance with global template, procedure and quality requirements.
• Proactively monitor FC and RC risks to identify key emerging trends and themes to inform the Compliance Assurance assessment plan and the continuous development of CA methodology and procedures.
• Evaluate and manage the allocation of resources on an ongoing basis to ensure completion of assigned risk and control assessments.
• Execution and delivery of a portfolio of reviews.
• Accurate, timely and reliable testing of FC and/or RC controls.
• Drive a consistent approach to Compliance Assurance testing activities across all LoBs / FC and RC themes, in accordance with standardised procedures.
• Support the production of high quality management information (MI) covering Compliance Assurance activities.
• Increased utilisation of automation and analytics across all Compliance Assurance assessments.
• Build strong relationships with all internal stakeholders, adopting a joined-up approach to the execution of tasks with minimum conflict, while ensuring the independence of Compliance Assurance.