Job Description
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Vice President - REGULATORY GOVERNANCE
Business: Finance Function
Location (Country / City): Gurgaon / Chennai, India
Principal responsibilities
- Manage targeted reviews for internal assurance across various areas including Group Regulatory Returns such as COREP, Leverage etc. including interpretation of key policies, Q&As and compliance of operational implementation/logics set in the system.
- Pro-active identification of the issues, raising it at the right forums and working closely with BAU teams to understand and opine for a timely resolution.
- Playing a key role in the quarter end process and assisting in review and challenge of the Group Assurance pack, Annual Report and Accounts, Pillar 3 disclosures and other artefacts.
- Managing group errors and escalations, aligned to the Materiality Framework.
- Engaging with 2LOD/3LOD where necessary on ongoing audits, acting as a Regulatory SME and supporting central co-ordination where necessary.
- Collaboration and co-ordination with Group and Regional teams on regulatory matters and findings.
- Keeping up to date with regulatory consultation papers and assist the team with interpreting current and upcoming regulatory requirements.
- Presenting key findings to senior stakeholders and address their queries/comments to facilitate effective review.
