Senior Auditor – IAG Compliance, Conduct and Financial Crimes Audit Team

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At American Express, you’ll be recognized for your contributions, leadership, and impact—every colleague has the opportunity to share in the company’s success. Together, we’ll win as a team, striving to uphold our company values and powerful backing promise to provide the world’s best customer experience every day. And we’ll do it with the utmost integrity, and in an environment where everyone is seen, heard and feels like they belong.

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The Internal Audit Group (IAG):

IAG is a worldwide function with 300+ team members and offices across nine countries. Our assurance and risk professionals have diverse backgrounds including internal controls, consumer compliance, privacy, financial crimes compliance, technology, operational risk, financial accounting, data analytics, banking operations, fraud & investigations, among others. Most IAG team members hold at least one professional certification. Our audit teams align to key risk areas and business units to ensure IAG can provide comprehensive and risk-based audit coverage. In addition, IAG has a Professional Practices group responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional development; and key internal capabilities and technologies.

We seek data and technology literate risk & assurance professionals to deliver impactful audit conclusions and insight. American Express’ IAG has reinvented our audit process and is leading the financial services industry with our Audit NextGen, Data-Driven Continuous Auditing, and Auditor of the Future initiatives. Each uniquely support our Winning Aspiration to be a world class internal audit function that:

·Provides data-driven and technology-enabled assurance

·Delivers timely risk insights that are business-aware and forward-looking

·Supports our colleagues with experiences that prepare them to be enterprise leaders

IAG’s innovative Data-Driven Continuous Auditing approach has led to patent-pending technology assets over our uniquely developed audit methodology and technology enablers.

Collectively, IAG’s strategic initiatives, combined with our greatest asset – our people – enable IAG to utilize advanced data analysis capabilities, provide greater and continuous assurance, and help ensure quality products and services are provided to American Express customers. We are looking for those who share our mission and aspirations and are passionate about the use of data and technology in a collaborative, people-focused environment.

Where is this role located:

This Senior Auditor role is within the IAG compliance, Conduct and Financial Crime Audit Team. This role requires hybrid working with our office based in Gurgaon, India. Organizationally, this role will report directly into the Senior Manager based in Australia with the Team Leader (Director) based in the United Kingdom.

While the role is based in India, it will involve working with fellow IAG colleagues and client stakeholders located in countries globally. Also, although the role focuses on financial crime risk in the Asia-Pacific region, the role will include supporting certain global, US, and international activities.

Key Responsibilities:

·Own audit tasks across all stages of the audit lifecycle working on concurrent core and integrated audit projects.

·Participate in walkthroughs with relevant stakeholders to understand, credibly challenge, assess, and document relevant processes, risks, and controls.

·Execute testing of process and control design and operating effectiveness across global, US, and international market audits, across first and second line of-defense business functions, with particular focus upon financial crime risk domains.

·Efficiently manage routine IAG-internal & client status meetings, audit requests, and other administrative tasks.

·Perform validations of internal audit issues and/or regulatory issues / concerns and assist in performing root cause analysis, etc.

·Assist in documenting risk-based evaluation of audit observations and findings, and validate corrective actions taken by management to appropriately and sustainable address findings / audit observations.

·Develop familiarity of financial crime risks within American Express, across all lines-of-business globally, and across both 1st and 2nd lines-of-defense functions.

·Maintain audit proficiency through ongoing professional development including data literacy skills.

Required Qualifications & Experience:

·2+ years of relevant experience in audit (ideally within financial services handling financial crime risk)

·Bachelor of Art/Science, or equivalent degree.

·Demonstrated experience and competency in the assessment of risks & controls.

·Data-driven mindset and experience in the manipulation, assessment, interpretation, and presentation of data to support a conclusion.

·Demonstrated integrity, innovation, teamwork, and excellence.

·Business process experience in the financial services industry, including an understanding of related products, services, features, economics, best practices, and key regulations.

Preferred/desirable qualifications & experience:

·Attained, working or willing to work towards any of the following certifications: