Looking for the CA/MBA qualified professionals with 4-6 years of experience in US regulatory reports. The Senior Associate in this role will be responsible for supporting the preparation of daily, monthly, quarterly and annual reporting to multiple regulators as part of Large Shareholders reporting Compliance and Monitoring
What you will be responsible for
As a Senior Associate you will be responsible for:
• Monitor the shareholding pattern for each country, based one the country's regulatory threshold.
• Identification of shareholding breach if it is genuine based on the voting right. .
• Preparing regulatory disclosure form for any shareholding breach according to the regulatory requirement.
• Preparation of daily reports, monthly and Quarterly reports.
• Ability to identify the issue at root level and work on the solution.
• Periodically update of SOPs and checklists of regulatory forms to ensure better controls.
• Stay informed of regulatory changes and work with management to develop processes for implementation of new reporting requirements.
• Perform AXIOM UAT testing on new or existing changes in upstream logics.
What we value
These skills will help you succeed in this role
• Completes own role independently or with minimal supervision
• Ability to multi-task and work under high pressure
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