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Job Description

LCD Operations - Vice President - Legal and Compliance Profile Description Were seeking someone to join our team as Vice President, The role will reside within the Legal and Compliance Division's (LCD) COO Department in LCD Operations. The candidate will be responsible for managing a team of eleven who support the Legal and Compliance Division for the following functions: Administration and Contingent Management, Business Unit Information Security Officer (BUISO), Entitlements, Outsourcing Control, Law Firm Risk and Vendor Management. Legal and Compliance In the Legal & Compliance division, we protect the Firms business by identifying risks and designing programs and policies that guide internal teams on ways to address or mitigate those outcomes Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. At Morgan Stanley India, we support the Firms global businesses, with critical presence across Institutional Securities, Wealth Management, and Investment management, as well as in the Firms infrastructure functions of Technology, Operations, Finance, Risk Management, Legal and Corporate & Enterprise Services. Morgan Stanley has been rooted in India since 1993, with campuses in both Mumbai and Bengaluru. We empower our multi-faceted and talented teams to advance their careers and make a global impact on the business. For those who show passion and grit in their work, theres ample opportunity to move across the businesses for those who show passion and grit in their work. Interested in joining a team thats eager to create, innovate and make an impact on the world? Read on What youll do in the role: Coordination for the annual BCP testing and Plan refresh. Contingent onboarding, revisions, disengagement and furlough management. Administration activities which include attorney license management, overdue training administration, Email disclaimer review etc. Ensures divisional compliance with the Third Party Program Management framework for outsourcing control documentation. Track, report and resolve data leakage incidents. Manage divisional compliance with entitlement reviews. Act as point of escalation for risk issues related to Vendor Management. Coordinates with Firm sourcing, Legal, business units and vendors on contracts, RFPs, task orders, amendments and negotiations. Manage the onboarding and ongoing validations of Law firms on iShield. Facilitate the completion of Information Security reviews for law firms including remediation / risk acceptance as necessary. Manage the escalation of Information Security breaches to Firm resilience team and Third Party Program Management. Assist in preparing metrics for Quarterly risk governance committees. Identify and develop areas for improvement including system enhancement, process controls to improve the throughput, quality of work, supervisory reviews. Ensure staff receive appropriate training & development, assist in developing training plans & provide coaching where necessary.

Job Details

Job Location
India
Company Industry
Other Business Support Services
Company Type
Unspecified
Employment Type
Unspecified
Monthly Salary Range
Unspecified
Number of Vacancies
Unspecified
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