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Job Description

Were seeking someone to join our team as a Director in Branch operations team, which is responsible to supports the India IED broking business - Equity Sales & Trading business. The TSG Ops team supports both primary and secondary markets on 2 Exchanges in India. India is an ID market with significant complexity and regulatory reporting requirements. Ops resources are required to have good knowledge of regulations, market practices, coordinate with traders, setup and manage client relationships, work on exchange applications to monitor margins and collaterals, coordinate with Exchanges, Agent Banks for operational issues, performing activities like Trade Booking, sending confirmations, perform regulatory reporting, work with GCM on primary market deals, do processing and settlement as per local requirements etc. In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships, driving strategic automation solutions by embracing a transformation mindset and challenging the status quo. This is a Team Supervisor position at Director level within Core Services, which is responsible for performing and managing product-agnostic and centralized operational services across several businesses and products. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. Interested in joining a team thats eager to create, innovate and make an impact on the world? Read on What youll do in the role: The Team actively works with India IED desk and performs all the functions right from account opening to settlement of trades. The team also works with the GCM team on primary market deals like IPOs, FPOs, OFS, QIPs. The team coordinates across various departments like Legal & Compliance, FCG, Tax department, risk team in their day-to-day functioning. The team interacts with clients based in different regions, local custodian banks. Primary Responsibilities Understanding of India Stock Market regulations Knowledge of India KYC laws Managing the NSE & BSE Unique Client Code records Knowledge of documentary requirements for various entities like FPI, Mutual Fund, Corporates Knowledge of KRA System Understanding of C-KYC regulation Client Co-ordination Ability to manage a small KYC team.

Job Details

Job Location
India
Company Industry
Other Business Support Services
Company Type
Unspecified
Employment Type
Unspecified
Monthly Salary Range
Unspecified
Number of Vacancies
Unspecified
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