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Job Description

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry.

Job Description


PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES



• Monitor, review and escalate employee electronic communication messages including surveillance of archived emails and social media posts
• Assist with analysis and implementation of new and/or enhanced surveillance reviews and processes
• Assist in the processing and escalating pre-clearance of business gifts, business entertainment, outside business activities and political contributions
• Provide high level client service to employees across the global enterprise
• Gather, sort, investigate and resolve or escalate any discrepancies or exceptions
• Conduct forensic, periodic, and transactional testing
• Maintain, track and report key performance indicators/metrics for Corporate Compliance as assigned
• Assist in Corporate Compliance related projects and initiatives


QUALIFICATIONS
Education:
• B. Com / M. Com / MBA / CA /Degree in Commerce/Finance


Work Experience / Knowledge:
• 2-6 years of work experience with knowledge on Finance and keen interest to learn Corporate Compliance and regulatory environment. Knowledge of financial products will be added advantage


General Requirements:
• Ability to understand the processes with clarity
• Strong analytical skills
Job Title: associate
Department: Compliance
Location: Mumbai, India
Status: Regular
• Meticulous attention to detail
• Excellent written, verbal, and interpersonal skills
• Open to work flexible hours
• Self-starter who enjoys a team-oriented and collaborative approach
• Proficiency on MS Office suite of applications
• Familiarity with trading systems and compliance systems such as Star Compliance, Global Relay, OMS, Bloomberg would be an added advantage


Reporting Relationships


Associate Vice President, Compliance
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