Controls Testing and Assurance, SOC Analyst - Manager

Who we are looking for

Controls Testing and Assurance performs a key role for State Street as a First line of defense function by testing Information technology controls and providing independent feedback on the adequacy of controls. As a part of the Controls assurance team, one has to contribute to driving program activities related to Control identification, controls testing and Controls and Risk Mapping. To achieve this objective, one has to communicate and collaborate with controls owners and other key stakeholders globally.

The SOC Analyst will work with the SOC Program Coordinator for CRD and liaise between the SOC reporting service auditor and the business unit control owners to assist in the performance of walkthroughs, obtaining sample populations and control evidence, as well as responding to ad hoc questions and requests. In addition, the SOC analyst will ensure control changes are appropriately discussed and agreed upon, communicated to the required parties, and updated within the system of record.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. 

Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

This role will be responsible for assisting in the completion of various AUPs, SOC 1, and SOC 2 reports covering Information Technology and State Street Alpha, including the following responsibilities:

• Liase with external audit firm(s) as well as partnering with control stakeholders to obtain and provide requested information to help achieve project milestones;
• Work with control stakeholders to understand changes to control environment and how that may impact the scope of SOC reporting;
• Ensure alignment of SOC control reporting to documented controls in the system of record, refreshing the data when necessary, but at least annually;
• Provide guidance to internal stakeholders on how to address control deviations, remediation, as necessary;

As time permits, this individual may be asked to provide assistance with testing business owned controls as well.

What we value

These skills will help you succeed in this role

• Ideal candidate has audit experience in public accounting or internal audit, including background in Information Technology;
• Preferred industry experience includes Financial Services, Banking and/or Insurance;
• Excellent analytical, client service, time management, and communication skills;
• Ability to multi-task and manage projects in fast paced environment;
• Proficiency in evaluating and testing internal controls;
• Proficiency in Excel;
• Deadline and detail orientated.

Education & Preferred Qualifications

• BS or BA degree required;

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.

Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.

State Street is an equal opportunity and affirmative action employer.

Discover more at StateStreet.com/careers

State Street's Speak Up Line