Job Description
Some careers open more doors than others.
If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
ROLE DESCRIPTION AND OPPORTUNITIES:
Leadership and Leading Reviews
The candidate will be expected to:
- Influence the scope and extent of Global Internal Audit (GIA) coverage to help in the identification and assessment of emerging risks across Markets and Securities Services (MSS) Operations.
- As needed oversee and support the delivery of audits across the full MSS portfolio.
- Work with and across audit teams and regions to better share trends and risks emerging across HSBC.
- Oversee multi-site and large single-site front-to-back audits of MSS businesses providing supervision and guidance at all stages of the audit lifecycle and paying particular attention to the key deliverables including report, RCM and stakeholder management.
- Assist in the leadership of the team, through people management; acting as a role model for junior team members, and fostering an open and collaborative working culture;
- Provide clear direction and support to the team;
- Coach and guide team members to uplift and ensure high quality documentation as well as risk focused reviews and reports.
- Contribute to the wider development of Global Internal Audit, through collaborating with other audit teams, dedicating some of your time to consider how audit can use data analytics, agile techniques and other innovations to more efficiently and effectively deliver its objectives;
- Identify areas where changes are required to GIA methodology practices and coverage to comply with regulatory requirements or industry best practice; and
- Support and promote the quality assurance programme.
Markets and Securities Services (MSS)
The candidate will be expected to:
- possess deep knowledge and expertise across Markets and Securities Services (MSS) businesses and in particular across MSS operations.
- exhibit knowledge of regulatory requirements impacting MSS operations activities
- influence positive change and discussion in relation to the governance and control framework, through a combination of point-in-time audit reviews, continuous monitoring and issue validation activities
- escalate significant issues to executive audit and business management;
- maintain ongoing, consistent interaction with executive audit and business management;
- identify and communicate areas of risk relevant to the business and region to key stakeholders for consideration in ongoing risk assessments and remediation programmes.
Continuous Monitoring
The candidate will be expected to:
- ·execute a programme of continuous monitoring for a defined portfolio of businesses through regular bilateral meetings with stakeholders, participation in business governance forums, ongoing analysis of businesses’ risk profiles, and delivery of continuous monitoring reports; and
- maintain and enhance stakeholder relationships through regular bilateral meetings, appropriate challenge in business risk governance forums, and keeping in touch with business, regulatory and industry developments.
