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Job Description

Were seeking someone to join our team as an Associate to work as part of the wider business analysis project team with a focus around back & middle office business change, risk, and regulatory initiatives. In the Firmwide Operations division, we provide senior management an objective and independent assessment of the Firms internal control environment for risk management and governance. This is an Associate position within Business Audit, which is responsible for inspecting controls in front, middle and back offices. Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. Interested in joining a team thats eager to create, innovate and make an impact on the world? Read on What youll do in the role: Perform Client Due Diligence review in support of the Firm's new client onboarding and existing client regular review in accordance with the applicable regulatory program requirements (such as UK, Germany, Dubai, US, Hong Kong, Singapore KYC requirements and applicable eligibility standards) Update Firm systems and databases with information and documentation as obtained from clients Handle inquiries and ad hoc requests from internal clients including Compliance where required Actively engage with business, client onboarding teams, Compliance and Operations during the life cycle of the review starting from a request is received to completing a review. Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner Understand and implement in respond to changes such as regulatory changes, internal policy and procedural changes. Participate in process improvement initiatives such as technology enhancements, operational process review, and process simplification. Support Functional Managers in the performance of quality & control checks; include the performance of 4-eye checks, collection of error types and analysis of root causes to identify opportunities for improvements. Support Functional Managers during internal audit, testing and external reviews by way of delivering process walk-through and preparing sample packs for auditors and testing team to review Deliver with quality, accuracy and timeliness with at expected throughput rates

Job Details

Job Location
India
Company Industry
Other Business Support Services
Company Type
Unspecified
Employment Type
Unspecified
Monthly Salary Range
Unspecified
Number of Vacancies
Unspecified
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