Assistant Vice President – Non-Financial risk specialist, ETrading

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If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.

HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assistant Vice President – Non-Financial risk specialist, ETrading

Principal responsibilities

• Good understanding of the policy, Non-Financial Risk framework of HSBC and procedures underpinning the management of Model risk in MSS.
• Work closely with ETrading Front Office COO(Chief Operating Officer), NFR(Non-Financial Risk), Technology, Infrastructure, and Compliance staff to ensure controls are designed, implemented, and operated on a consistent basis across asset classes to address risks associated with Electronic Trading and Model Risk activities.
• Assist the lead with translating associated regulation (e.g., MiFID II, FINRA, HKMA) and their requirements into plain English, and work with each asset class to ensure these are understood and implemented.
• Support pack creation for the cross-asset governance of Electronic Trading Oversight Forum and other centrally managed projects relating to ETrading in MSS calling out the risk and issues.
• Assist implementation of policies and procedures for ETrading and model risk ensuring they are appropriate and up to date with the input from Front Office, Technology and second line of defense teams.
• Assist with the Operational Risk and Control Assessments for the Market Security Services electronic trading businesses and ensure guidance is consistently applied across MSS assessments.
• Ensure assessment, design and implementation of activities engage an appropriate and complete set of stakeholders across relevant Market Security Services product groups and supporting infrastructure functions.
• Support in drafting and editing various reports, such as independent reviews, annual risk reports, etc., ensuring clarity, conciseness, and factual accuracy.