Asset Management - Regulatory and Business Controls Client Services and Transfer Agency Specialist - Associate

You are a strategic thinker passionate about driving solutions. You have found the right team

As an Associate in Asset Management Team, you will support activities relating to the JPMorgan Funds client services and transfer agency operations. This includes control programs focused on regulatory and operational requirements to assure compliance with all relevant regulation and internal policy. 

Job Responsibilities

• Manage the ongoing development and oversight of various JPMorgan Funds control programs including but not limited to blue sky, intermediary oversight and prospectus adherence.
• Serve as operational liaison between J.P. Morgan Asset Management, intermediaries and relevant third-party service provider(s).
• Assist service provider(s) with identifying and applying exemptions as needed
• Perform duties in support of vendor oversight to ensure completeness and accuracy of services rendered by third-party provider(s).
• Participate in activities and research with industry forums  in relation to the JPMorgan Funds client services and transfer agency regulations and activities.
• Work with external financial intermediaries on matters related to the JPMorgan Funds control programs and associated policies and procedures. 
• Assist management with all governance forums and reporting (internal and external) pertaining to regulatory and business control activities .
• Assist management in the support of other regulatory and business control functions as needed.

Required qualifications, capabilities and skills

• Knowledge of mutual fund industry and prior work experience in mutual fund operations and controls
• Bachelor's degree in a business / finance / accounting discipline
• Must be customer focused
• Must possess continuous process improvement mindset
• Must be able to work independently within a team environment, and demonstrate flexibility and ability to adjust quickly to the changing demands of the business and team
• Ability to quickly distill and analyze large amounts of data

JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.