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Job Description

Description - External Summary Responsible for executing the internal controls testing program within the first line Business Risk Management team covering Morgan Stanley Private Bank, NA and Morgan Stanley Bank, NA. This position is a key individual contributor in the evaluation of the adequacy, effectiveness, and efficiency of internal controls and documentation of test results, along with providing recommendations to mitigate weaknesses. Responsibilities - Develop test plans and execute design and operating effectiveness testing of operational controls identified by Bank management, which could include financial, technology, and/or compliance components - Prepare work papers, schedules, and summaries documenting testing and issues identified in accordance with Bank procedures - Validate remediation of control deficiencies self-identified by management or by the control testing team - Proactively manage deliverables to completion and report status and roadblocks to management timely - Participate in risk and control change management projects with management and provide recommendations for improvement - Support ad-hoc Bank management initiatives in collaboration with second and third lines of defense - Build and maintain effective relationships with key stakeholders including control owners, operational risk management partners, and internal audit partners

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