Technology Risk Tester - Director - Legal and Compliance Profile Description Were seeking someone to join our team as Director in Global Compliance team, The successful candidate will plan and execute full-scope and other tests on engagements assigned by Technology Risk Testing. The Technology Risk Testing team is part of the broader Global 2LOD Non-Financial Risk Testing organization. The team plans and executes the Technology Risk annual testing plan. Legal and Compliance In the Legal & Compliance division, we protect the Firms business by identifying risks and designing programs and policies that guide internal teams on ways to address or mitigate those outcomes Morgan Stanley is an industry leader in financial services, known for mobilizing capital to help governments, corporations, institutions, and individuals around the world achieve their financial goals. At Morgan Stanley India, we support the Firms global businesses, with critical presence across Institutional Securities, Wealth Management, and Investment management, as well as in the Firms infrastructure functions of Technology, Operations, Finance, Risk Management, Legal and Corporate & Enterprise Services. Morgan Stanley has been rooted in India since 1993, with campuses in both Mumbai and Bengaluru. We empower our multi-faceted and talented teams to advance their careers and make a global impact on the business. For those who show passion and grit in their work, theres ample opportunity to move across the businesses for those who show passion and grit in their work. Interested in joining a team thats eager to create, innovate and make an impact on the world? Read on What youll do in the role: Attend engagement kick-off meetings. Interview stakeholders, request and review pertinent policies, standards, procedures, KRI metrics, and other documents, walk through relevant processes and control environments. Determine and propose appropriate test activities and develop engagement scope memos. Develop test scripts and recipe cards. Request and validate receipt of relevant data and samples for testing Execute and document test activities in test workpapers. Test activities may include process deep dives, control design reviews, control effectiveness tests, or outcomes-based tests. Identify and escalate potential test findings. Propose action plans and remediation requirements. Prepare test reports Coordinate with Technology Risk testing personnel globally to track the progress of the test plan for reporting to senior management. Track status of corrective action plans agreed upon with the business Track internal audit reviews and findings and review internal audit work-papers to identify opportunities to leverage their reviews for Technology Operational Risk testing reviews. Remain current on industry rules, regulations, and best practices to make recommendations to the testing program.