The Securities & Derivatives Analyst 2 is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
Responsibilities:
- Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, Citi internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations.
- Managing the Equities trading and clearing Operations for Institutional clients viz., FIIs, MFs, Insurance Companies, FDIs and large corporates.
- Support the team in managing the day to day activities in an effortless and error free manner.
- Core processing of activities related to transaction processing, maintenances, Exchange reporting’s, & other functions for BAU activities.
- Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives.
- Ensure compliance with regulatory guidelines and assist in regulatory and financial inspections
- Perform operational activities for reconciliations and client reporting
- Ensure meeting internal and regulatory Compliance and Control requirements of Citi.
- Managing complex Operational Risk controls as per internal Citi standards.
- Extend support to business in technology and process efficiencies initiatives and implement regulatory changes.+
- Monitor and suggest solutions to errors to minimize risk to the bank, through an intermediate knowledge of procedural requirements
- Escalate transaction processing issues to the appropriate department and collaborate on a solution
Qualifications:
- 3-5 years of experience in Capital Markets specifically in brokerage operations
- Consistently demonstrates clear and concise written and verbal communication skills
- Ability to work in a fast-paced environment
Education:
- CA / MBA and preferably NISM certified
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Job Family Group:
Operations - Transaction Services
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Job Family:
Securities and Derivatives Processing
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Time Type:
Full time
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