Join our team at SVB Global Services India LLP hereinafter referred to as First Citizens India– an organization that has built a legacy of strength, stability and long-term thinking that has spanned generations. Our parent company, First Citizens BancShares, Inc. is a top 20 U.S. financial institution with more than $200 billion in assets and a member of the Fortune 500™.
Situated in the vibrant city of Bengaluru, we play a crucial role in driving the success of our parent company and its subsidiaries.
At First Citizens India, our team brings together diverse backgrounds and rich experiences to deliver excellence across key business functions. Our commitment to innovation and collaboration makes us the preferred partner in navigating the dynamic and fast-growing digital landscape. We believe in diverse, equitable and inclusive working environment because we understand that when all our differences converge, we create a synergy that enhances associate and customer relationships and drives innovation of our products and services.
About the Job:
The person in this role will review testing approach, procedure and methodology impacting business related controls to evaluate best practices, efficiency opportunities, and compliance with the requirements in line with the bank’s controls assurance standards. The person will be responsible for timely delivery of the controls planned for the month and maintaining the quality of testing in line with control testing standard. Additionally, the person in this role will assist with ad hoc and special projects.
In this role, the Risk and Control Manager will guide and facilitate the delivery of complex controls or lead the delivery for a portfolio of controls. The person will:
Perform scoping of controls for testing as per testing standards and procedures
Perform controls testing as per the applicable standard and procedures.
Support junior testers in executing the control testing and perform test papers review based on recommended standards.
Perform the QA reviews of tests performed by junior testers, as per the procedures.
Identify challenges in completing the testing timely and propose solutions to resolve any dead locks
Manage the hand off between various teams which impact control testing such as RCSA and Issue Management
Ensure adequate data quality for the departments testing work and support in management reporting.
Impart knowledge top the team to structured trainings as per need.
This role also provides an opportunity to identify risks and controls that could impede the scalability of operations and an important role in working with Bank operations to deliver solutions for challenges faced by the growth of the organization.
Once Here You Will:
Develop and review narratives, flowcharts, and risk control matrix to validate their accurately describe the processes and related controls.
Coordinate and complete Design Effectiveness (DE) evaluation. Coordinate, participate, and document walkthroughs to capture the end-to-end details from initiation to conclusion of controls. Interview business stakeholders to obtain the necessary information to complete control process walkthrough. Verify the risks are being mitigated, the control is designed appropriately to mitigate the risks. Identify gaps and/ or ineffective controls and communicate them to control owners.
Coordinate and complete Operating Effectiveness (OE) evaluation. OE Testing involves obtaining the relevant population for the control, validating its completeness and accuracy, selecting sample for testing based on sampling methodology, executing test steps to confirm the control is operating effectively. Collaborate and coordinate with business stakeholders to complete testing within stipulated timeline and quality. Identify issues or ineffective controls and communicate results to the control owners.
Review and provide feedback on controls testing performed by Lead and Senior Analyst Risk and Control
Assist with status and result reporting weekly, monthly, and quarterly.
Assist with ad hoc and special projects as necessary.
Specific Responsibilities
Perform scoping of controls for testing as per testing methodology
Support the testers in executing the control testing and perform test papers review based on standards and procedures.
Ensure all testing artifacts are adequate, support the testing conclusions are stored in designated locations.
Discuss and finalize issues independently with Senior Management/ leaders.
Provide subject matter expertise in specific areas.
Provide recommended changes to controls if underlying processes have changed or new items / risks added to the business in an advisory function.
Assist with internal and external audit requests. Review data being submitted and respond to follow ups timely.
At the direction of your supervisor, assist ad hoc and special projects
What You’ll Bring:
Knowledge of operational and compliance risks in a banking environment and key controls mitigating those risks
Well versed with control testing process including Design Effectiveness (DE) and Operating Effectiveness (OE) testing
Knowledge of consumer, commercial and other banking processes and related risks and controls
Knowledge of corporate functions in a banking set-up such as human resources, marketing and strategy, finance, etc.
Project management and multi-tasking
Strong communicator with excellent written and oral skills
Logical reasoning and affirmative in communication
Critical thinking skills with eye for details
Innovative though process and process efficiency mindset
Education and Experience:
Bachelor's Degree preferably in accounting or finance
Experience in banking and financial services with exposure to control testing
Working knowledge of Microsoft products required
Overall experience of 12 - 14 years with 7+ years in control testing.
CIA, CAMS, CGSS, CFE, CISA, ISO 27001 (These are good to have but not mandatory)
Equal Employment Opportunity
SVB Global Services India LLP hereinafter referred to as First Citizens India is an Equal Employment Opportunity Employer. We are committed to fostering an inclusive, equitable and accessible environment and prohibit all forms of discrimination on the basis of gender, religion, caste, disability, sexual orientation, economic status or any other characteristics protected by the law. We strive to foster a safe and respectful environment in which all individuals are treated with respect and dignity. Our EEO policy covers all employment processes such as recruitment, hiring, compensation, benefits, promotions, learning opportunities, and other applicable employment terms for all qualified applicants and employees.
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