The Ops Support Specialist 5 is an entry-level position responsible for providing operations support services, including but not limited to; record/documentation maintenance, storage & retrieval of records, account maintenance, imaging and the opening of accounts in coordination with the Operations - Core Team. Additionally, the Ops Support Specialist 5 serves as the liaison between operations staff, relationship managers, project managers, custodians and clients. The overall objective of this role is to provide day-to-day operations support in alignment with Citi operations support infrastructure and processes.
Responsibilities:
Qualifications:
Education:
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
Roles & Responsibilities:
Business/ Department Objectives:
To effectively manage & respond to notices received from various regulatory bodies in India , handle Legal cases , Notices & summons in co-ordination with Central Legal , Tax , business teams and empanelled counsels the Regulatory Channel /Legal Channel to mitigate franchise risk and customers issues
Core Responsibilities:
To be a one point contact for effectively handling & responding to regulatory/Legal notices received from across Pan India against GCG by coordinating with branches across India and Central Legal / Compliance & tax team.
Day-to-Day Responsibilities:
To ensure all Regulatory notices received are appropriately handled and reverted within the stipulated timeline by effectively coordinating with various departments.
To ensure sensitive regulatory notices are highlighted real-time to senior management.
To circulate MIS to the senior management to update them of the notices received and status of the same.
To ensure zero defect in handling of attachment / revocation notices issued by Regulatory bodies and courts in terms timely compliance.
Handle and respond to Regulatory notices received from various regulators
To highlight process improvement based on root cause analysis & trend of notices received.
To speak to regulatory officers to update /seek clarity on notices received whenever need arises.
Qualifications:
Any graduation degree
Previous relevant experience preferred (4 years and above)
Strong communication skills, both written and verbal
Excellent co-ordination skills & strong aptitude for problem solving & analysis
Good interpersonal skills with ability to interact with regulatory officers confidently
Proactive approach in identifying challenges / issues and highlighting the same to seniors.
Good computer skills in MS-Excel, MS-Word, MS-Power Point etc
Sound judgment and strong decision making skills with an eye for detail.
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