Fund Servicing Specialist - Depositary Investment Compliance

Introductory market language

Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers

Job Summary

As a Fund Servicing Specialist - Depositary Investment Compliance within our Depositary Services Team, you will be responsible for monitoring exceptions to investment restrictions and building robust compliance rules. You will ensure regulatory adherence for our clients based in EMEA locations. Your role will involve investigating all investment guideline/regulatory exceptions and recommending a course of action based on your findings. You will strive to constantly improve the quality of work delivered to the client and provide solutions to reduce the number of false exceptions/violations. This role provides an opportunity to work in a dynamic, deadline-promoten environment where your strong analytical skills, proficiency with computers, and 'can do' attitude will be highly valued.

Job Responsibilities

• Investigate all investment guideline/regulatory exceptions to assist the client in the resolution process.
• Recommend a course of action based on the investigation to assist the fund managers to take corrective action. 
• Improve the quality of work to the client in terms of better recommendations and providing industry best standard for breach analysis.
• Provide solutions to reduce the number of false exceptions/violations

Required qualifications, capabilities and skills 

• At least 2 years or more in Banking / Financial services industry or with accounting firm
• Knowledge of financial instruments and their accounting treatment
• Knowledge of Mutual Fund regulations ; UCITS , AIFMD 
• Ability to work in a deadline driven environment 
• Client focused 
• Strong analytical skills 

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.