Analyst, Compliance (Testing & Surveillance)

Job Description

• Monitor, review and escalate employee electronic communication messages including surveillance of archived emails and social media posts

• Assist with analysis and implementation of new and/or enhanced surveillance reviews and processes
• Periodic review of pre-clearance of business gifts, business entertainment, outside business activities and political contributions
• Provide high level client service to employees across the global enterprise
• Gather, sort, investigate and resolve or escalate any discrepancies or exceptions
• Conduct forensic, periodic, and transactional testing
• Maintain, track and report key performance indicators/metrics for Corporate Compliance as assigned

QUALIFICATIONS

Education:

• B. Com / M. Com / MBA / CA /Degree in Commerce/Finance

Work Experience / Knowledge:

• 1-3 years of work experience with knowledge on Finance and keen interest to learn Corporate Compliance and regulatory environment. Knowledge of financial products will be added advantage

General Requirements:

• Ability to understand the processes with clarity.
• Strong analytical skills

• Meticulous attention to detail

• Excellent written, verbal and interpersonal skills
• Open to work flexible hours
• Self-starter who enjoys a team-oriented and collaborative approach
• Proficiency on MS Office suite of applications
• Familiarity with trading systems and compliance systems such as Star Compliance, Global Relay, OMS, Bloomberg would be an added advantage

Reporting Relationships

There is no set deadline to apply for this job opportunity. Applications will be accepted on an ongoing basis until the search is no longer active.