The Global Compliance Department identifies applicable Compliance Obligations and maintains a Firmwide Compliance Risk management program, including Compliance Risks that transcend business lines, legal entities and jurisdictions of operation. Global Financial Crimes is responsible for the development and governance of the Firm's financial crime prevention efforts across all regions and business units. Global Financial Crimes is comprised of the Anti-Money Laundering (AML), Sanctions, Anti-boycott, Anti-Corruption (ACG) and Government and Political Activities Compliance (GPAC) programs. The Global Regulatory Relations Group (GRRG) is responsible for strategic and centralized management of the supervisory activities of Morgan Stanley's regulators and related developments globally, with a focus on regulatory reviews and examinations and continuous monitoring activities. GRRG serves as the central point of contact for the regulatory staff responsible for supervisory activities at Morgan Stanley entities and for timely reporting to Firm management and other governance or management bodies, as appropriate, on those relationships and supervisory processes, including areas of significant regulatory focus or concern. LCD Center of Excellence - Mumbai (LCD CoE) is a part of Morgan Stanley's Global In-house Center, which provides global support to LCD and is an integral part of Firm and LCD strategy. Team - LCD Center of Excellence - Mumbai The offshore Legal and Compliance Department in Mumbai is an extended arm of global Legal & Compliance teams - Litigation Support being one of such teams. This role will report to a senior level manager. Primary internal stakeholders include attorneys supporting Morgan Stanley's Wealth Management business, members of the Intake Unit and Litigation Support team in Mumbai and onshore. Primary Responsibilities (Day Job) Provide litigation support to paralegals and attorneys in connection with customer complaints, arbitrations, subpoenas, litigations and regulatory matters Retrieve a wide variety of documents, stored in paper and electronic form, from a variety of Firm systems and applications. Compliance with Legal Department policies and procedures for issuing litigation holds, locating documents, and keeping a record of steps taken to retrieve documents Organizing redacting and staging documents for production Preparing reports and MIS Performing Quality Control & Audit checks for final delivery of reques Requirements Experience Graduate or post- graduate with 2-3 years of experience Industry experience will be an added advantage Solid track record working in a professional environment Candidate with prior legal operations/reference data background will be an added advantage Knowledge Should exhibit comfort working with technology and the ability to learn and display proficiency on technical systems and programs. Proficient with MS Office (Excel proficiency is required - specific focus on excel macros) Understanding of legal documents and terminologies will be an added advantage Basic understanding and exposure of US Law and terminologies will be an added advantage
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